Team

Compliance Analyst

Ethan Sell

Compliance and Business Administration Team

 

 

 

 

 
 

 

 

 

 

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Compliance Analyst

Ethan Sell

Compliance and Business Administration Team

As a Compliance Analyst, I dig into firm activities to make sure that we adhere to our policies. This is high-stakes work given the role these play in shaping, optimizing, and managing portfolios. Plus, in our business, adhering to applicable laws and regulations is an essential part of success. 

Our leaders’ doors are always open. They care about the growth of every employee – from the newest to the most tenured.

As a South Florida native, I didn’t realize what I was missing when it comes to the mountains. I’ve come to love skiing, snowboarding, and the Pacific Northwest winters.

If I had access to a giant billboard on I-5, I’d remind everyone: “Enjoy the little things.”

“I show up every day with a clear goal: keeping client accounts trading smoothly, efficiently, and compliantly.”

education

BS in Finance
BS in Management
Western Carolina University